Introduction

Covert or secret operations were a major part of the Cold War, and the United States, the Soviet Union, and their respective allies were frequent sponsors of these efforts. The United States had already undertaken numerous and successful covert operations prior to this directive, most notably in Iran (1953) and Guatemala (1954). In both these nations, U.S. covert actions helped install pro-American governments. As this document makes clear, the National Security Council was also responding to the growing number of aggressive, secret communist operations threatening the United States and its allies.

The purposes of American-led covert operations included discrediting communism, increasing the attraction of U.S. policies and values, and building up hidden networks of anti-communist operatives within communist states. The directive authorized the Central Intelligence Agency to plan and execute the operations. The definition of “covert operations” was broad, covering sabotage, propaganda, and political action, among many other activities. As the directive indicates, whatever the action, it was supposed to be conducted in ways to conceal the involvement of the United States or, if such connections were uncovered, to allow the United States to plausibly deny them.

For examples of subsequent covert operations, see Documents 24, 35, 38, and 39.


Source: National Security Council Directive, NSC 5412/2, December 28, 1955 [Document 250], The Foreign Relations of the United States, 1950 – 1955, The Intelligence Community, 1950-1955 (Washington, D.C.: U.S. Government Printing Office, 2007).


National Security Council Directive

COVERT OPERATIONS

The National Security Council, taking cognizance of the vicious covert activities of the USSR and Communist China and the governments, parties and groups dominated by them, (hereinafter collectively referred to as “International Communism”) to discredit and defeat the aims and activities of the United States and other powers of the free world, determined . . . that, in the interests of world peace and U.S. national security, the overt foreign activities of the U.S. Government should be supplemented by covert operations.

The Central Intelligence Agency had already been charged by the National Security Council with conducting espionage and counterespionage operations abroad. It therefore seemed desirable, for operational reasons, not to create a new agency for covert operations, but, subject to directives from the NSC, to place the responsibility for them on the Central Intelligence Agency and correlate them with espionage and counter-espionage operations under the over-all control of the Director of Central Intelligence.

The NSC has determined that such covert operations shall to the greatest extent practicable, in the light of U.S. and Soviet capabilities and taking into account the risk of war, be designed to:

  • Create and exploit troublesome problems for International Communism, impair relations between the USSR and Communist China and between them and their satellites, complicate control within the USSR, Communist China and their satellites, and retard the growth of the military and economic potential of the Soviet bloc.
  • Discredit the prestige and ideology of International Communism, and reduce the strength of its parties and other elements.
  • Counter any threat of a party or individuals directly or indirectly responsive to Communist control to achieve dominant power in a free world country.
  • Reduce International Communist control over any areas of the world.
  • Strengthen the orientation toward the United States of the peoples and nations of the free world, accentuate, wherever possible, the identity of interest between such peoples and nations and the United States as well as favoring, where appropriate, those groups genuinely advocating or believing in the advancement of such mutual interests, and increase the capacity and will of such peoples and nations to resist International Communism.
  • In accordance with established policies and to the extent practicable in areas dominated or threatened by International Communism, develop underground resistance and facilitate covert and guerrilla operations and ensure availability of those forces in the event of war, including wherever practicable provision of a base upon which the military may expand these forces in time of war within active theaters of operations as well as provision for stay-behind assets and escape and evasion facilities.

Under the authority of . . . the National Security Act of 19471, the National Security Council hereby directs that the Director of Central Intelligence shall be responsible for:

  • Ensuring, through designated representatives of the Secretary of State and of the Secretary of Defense, that covert operations are planned and conducted in a manner consistent with United States foreign and military policies and with overt activities, and consulting with and obtaining advice from the Operations Coordinating Board and other departments or agencies as appropriate.
  • Informing, through appropriate channels and on a need-to-know basis, agencies of the U.S. Government, both at home and abroad (including diplomatic and military representatives), of such operations as will affect them.

In addition . . . , the following provisions shall apply to wartime covert operations:

  • Plans for covert operations to be conducted in active theaters of war and any other areas in which U.S. forces are engaged in combat operations will be drawn up with the assistance of the Department of Defense and will be in consonance with and complementary to approved war plans of the Joint Chiefs of Staff.
  • Covert operations in active theaters of war and any other areas in which U.S. forces are engaged in combat operations will be conducted under such command and control relationships as have been or may in the future be approved by the Department of Defense.

As used in this directive, “covert operations” shall be understood to be all activities conducted pursuant to this directive which are so planned and executed that any U.S. Government responsibility for them is not evident to unauthorized persons and that if uncovered the U.S. Government can plausibly disclaim any responsibility for them. Specifically, such operations shall include any covert activities related to: propaganda; political action; economic warfare; preventive direct action, including sabotage, anti-sabotage, demolition; escape and evasion and evacuation measures; subversion against hostile states or groups including assistance to underground resistance movements, guerrillas and refugee liberation groups; support of indigenous and anti-communist elements in threatened countries of the free world; deception plans and operations; and all activities compatible with this directive necessary to accomplish the foregoing. Such operations shall not include: armed conflict by recognized military forces, espionage and counterespionage, nor cover and deception for military operations.

Except as the President otherwise directs, designated representatives of the Secretary of State and of the Secretary of Defense of the rank of Assistant Secretary or above, and a representative of the President designated for this purpose, shall hereafter be advised in advance of major covert programs initiated by CIA under this policy or as otherwise directed, and shall be the normal channel for giving policy approval for such programs as well as for securing coordination of support therefor among the Departments of State and Defense and the CIA.LC-DIG-ppmsca-51676

Study Questions

A. Why does the National Security Council believe the United States should undertake covert (that is, secret) operations? What are such operations supposed to accomplish? What types of operations are planned? Why does the National Security Council believe the United States should hide or deny its sponsorship of these operations?

B. Are the plans and operations described in Documents 24, 35, 38, and 39 examples of the covert operations called for by the National Security Council? What are the potential positive and negative results of covert operations? In Document 40, why does President Carter criticize the use of covert operations?

Footnotes

  1. The National Security Act of 1947 created the National Security Council and the Central Intelligence Agency.